Senior Director, Corporate Integrity - Head of the Office of Corporate Investigations

Organization:

Capitol One

Location:

McLean, VA; Richmond, VA

Description:

As a Senior Director in Corporate Integrity and as the Head of the Office of Corporate Investigations (OCI), you will manage OCI, which consists of investigative professionals responsible for conducting internal investigations into allegations of fraud, business misconduct, and ethics violations that impact all of Capital One’s lines of business. OCI also investigates alleged violations of the company’s Code of Conduct and non-compliance with applicable national/state/local laws and regulations, as well as internal corporate policies, procedures and standards. Specific responsibilities include:

• supervise OCI’s investigative function and compliance with all applicable laws, regulations, regulatory obligations, and company policies, procedures, and standards;
• manage the preparation and review of investigation reports, escalations, and status updates for senior executives across the company as necessary and appropriate;
• lead and execute special projects and strategic initiatives such as improvement of investigative processes and protocols;
• provide regular briefings to executive leadership within Compliance and Ethics and across the company as well as to the regulators as requested and appropriate;
• lead initiatives and enhancements across Corporate Integrity to improve the agility and functionality of OCI;
• establish and build collaborative working relationships with senior leadership across Capital One;
• develop and maintain collegial working relationships with peer compliance professionals, law enforcement, and other government agencies;
• manage the identification of trends, emerging risks, and insights regarding internal fraud and ethics investigations;
• perform various team leadership functions, including fostering an inclusive and engaging work environment, facilitating regular performance and talent management processes, and developing strategic objectives for the team.

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Qualifications:

Basic Qualifications:

• Bachelor’s Degree or Military experience
• At least 10 years of experience conducting internal investigations, Bank Secrecy Act compliance, white collar investigations, law enforcement investigations, or litigation experience
• At least 5 years of people management experience

Preferred Qualifications:

• A Juris Doctor degree from an accredited law school or Master’s degree
• Exceptional written and verbal communication skills
• At least 15 years of experience conducting internal investigations, Bank Secrecy Act compliance, white collar investigations, law enforcement investigations, or litigation experience.
• At least 10 years of people management experience
• Significant experience preparing and reviewing Suspicious Activity Reports (SARs)
• Association of Certified Anti-Money Laundering Specialists (ACAMS) or Certified Fraud Examiner (CFE) Certification.

Compensation:

How to Apply:

Apply Online

URL:

https://www.capitalonecareers.com/job/mclean/senior-director-corporate-integrity-head-of-the-office-of-corporate-investigations/1732/53347792928

Posted:

28-Aug-2023