HYBRID: Global Financial Crimes: US Investigations Director/Vice President
Organization:
Morgan Stanley
Location:
Baltimore, MD
Description:
In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.
If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you.
Your Key Responsibilities
As an experienced Investigations Director/Vice President in GFC, you will:
- Lead suspicious activity investigations, trade and transaction analysis/research, screening, and regulatory filings (including Suspicious Activity Reports (SARs))
- Present summaries of investigations to senior Global Financial Crimes and relevant Business Unit management
- Proactively identify risks to the GFC program, develop solutions, and escalate when necessary
- Develop and lead quality control reviews of staff work products, records, and daily metrics. Provide guidance and train junior staff
- Ensure daily operational processing is completed according to established program SLAs and regulatory requirements
- Identify and implement process improvements to increase efficiency and effectiveness
Qualifications:
What We’re Looking for in You
- Bachelors degree or equivalent military experience
- 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
- Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
- Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
- Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
- CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment
Compensation:
How to Apply:
Apply online
URL:
https://morganstanley.eightfold.ai/careers?query=global%20financial%20crimes%20investigator&location=Baltimore%2C%20MD&pid=549773894944&domain=morganstanley.com&sort_by=relevance&triggerGoButton=false&triggerGoButton=true
Posted:
13-Oct-2023
