HYBRID: Global Financial Crimes: US Investigations Director/Vice President


Morgan Stanley


Baltimore, MD


In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts. Including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs.

If you are passionate about financial crimes prevention, seeking a rewarding and dynamic career, and focused on making a difference, then GFC might be the right team for you.

Your Key Responsibilities

As an experienced Investigations Director/Vice President in GFC, you will:

  • Lead suspicious activity investigations, trade and transaction analysis/research, screening, and regulatory filings (including Suspicious Activity Reports (SARs))
  • Present summaries of investigations to senior Global Financial Crimes and relevant Business Unit management
  • Proactively identify risks to the GFC program, develop solutions, and escalate when necessary
  • Develop and lead quality control reviews of staff work products, records, and daily metrics. Provide guidance and train junior staff
  • Ensure daily operational processing is completed according to established program SLAs and regulatory requirements
  • Identify and implement process improvements to increase efficiency and effectiveness


What We’re Looking for in You

  • Bachelors degree or equivalent military experience
  • 5+ years of strong investigative or related experience with emphasis on BSA/AML, including writing and preparing SARs in accordance with applicable regulatory requirements
  • Strong understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly
  • Excellent communication, leadership, and presentation skills with the ability to communicate effectively through all levels of the organization
  • Self-motivated and independent operator with the ability and maturity to make decisions and operate in fast paced and dynamic settings
  • CAMS or equivalent AML certification/license, or ability to obtain certification within first 15 months of employment


How to Apply:

Apply online





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